Kelly Stratton
Analyst
Kelly is an Analyst in the Market Conduct (Intermediary Supervision) team in the Markets group.
At ASIC, there is always a variety of interesting and challenging work to be a part of.
I feel really supported by my colleagues and managers.
I'm supported to use my experience and knowledge in so many different ways. I have a law and communications degree. While working full time at ASIC, I'm supported to complete post-graduate studies in commerce and finance to further develop my skills.
I joined ASIC as a graduate and rolled off the program to join the Markets group and work my way up.
My team is at the forefront of regulatory practice, and I'm proud of the positive outcomes I have contributed to at ASIC. In my current role, I supervise the conduct of market intermediaries by undertaking intelligence gathering and surveillance activities.
One of the most rewarding projects I contributed to is ASIC's enhanced supervision model for the most high-risk and complex entities. We test that market intermediaries meet their regulatory requirements and require remediation of non-compliance. We periodically test these themes and we expect firms to demonstrate how they have addressed them.